SEC Form 5 · accession 0001477932-15-000241
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J. Hassett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jan 12, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2014 | G | 22,000 | $0.00 | D | 6,052,000 | D | |
| Common Stock | May 30, 2014 | G | 31,000 | $0.00 | D | 6,021,000 | D | |
| Common Stock | Nov 1, 2014 | G | 100,000 | $0.00 | D | 5,921,000 | D | |
| Common Stock | holding | — | — | — | 90,000 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.