SEC Form 4 · accession 0001019687-15-003418
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spirit Bear Ltd
10% Owner
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HPEV, Inc. common stock | Sep 4, 2015 | S | 7,300 | $0.345 | D | 158,870 | D | |
| HPEV, Inc. common stock | Sep 8, 2015 | S | 36,800 | $0.3505 | D | 122,070 | D | |
| HPEV, Inc. common stock | Sep 9, 2015 | S | 7,100 | $0.34 | D | 114,970 | D |
Table II — derivative securities
No Table II lines on this filing.