SEC Form 4 · accession 0001019687-15-002787
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spirit Bear Ltd
10% Owner
Period of report
Jul 13, 2015
Accepted (ET)
Jul 16, 2015 · 9:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HPEV, Inc. common stock | Jul 13, 2015 | C | 5,800 | $0.37 | D | 139,200 | D | |
| HPEV, Inc. common stock | Jul 14, 2015 | C | 15,000 | $0.37 | D | 124,200 | D | |
| HPEV, Inc. common stock | Jul 15, 2015 | C | 5,000 | $0.376 | D | 119,200 | D | |
| HPEV, Inc. common stock | Jul 16, 2015 | C | 17,474 | $0.3557 | D | 101,726 | D |
Table II — derivative securities
No Table II lines on this filing.