SEC Form 4 · accession 0001019687-15-001567
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spirit Bear Ltd
10% Owner
Period of report
Apr 17, 2015
Accepted (ET)
Apr 21, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HPEV, Inc. common stock | Apr 17, 2015 | C | 13,200 | $0.513 | A | 144,168 | D | |
| HPEV, Inc. common stock | Apr 20, 2015 | C | 20,000 | $0.51 | A | 124,168 | D | |
| HPEV, Inc. common stock | Apr 21, 2015 | C | 20,000 | $0.52 | A | 104,168 | D |
Table II — derivative securities
No Table II lines on this filing.