SEC Form 4 · accession 0001019687-15-001496
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spirit Bear Ltd
10% Owner
Period of report
Apr 14, 2015
Accepted (ET)
Apr 16, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HPEV, Inc. common stock | Apr 14, 2015 | C | 6,252 | $0.51 | A | 181,868 | D | |
| HPEV, Inc. common stock | Apr 15, 2015 | C | 20,000 | $0.506 | A | 161,868 | D | |
| HPEV, Inc. common stock | Apr 16, 2015 | C | 4,500 | $0.515 | A | 157,368 | D |
Table II — derivative securities
No Table II lines on this filing.