SEC Form 4 · accession 0001019687-15-001375
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spirit Bear Ltd
10% Owner
Period of report
Apr 6, 2015
Accepted (ET)
Apr 9, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HPEV, Inc. common stock | Apr 6, 2015 | C | 13,500 | $0.503 | A | 249,120 | D | |
| HPEV, Inc. common stock | Apr 7, 2015 | C | 20,000 | $0.501 | A | 229,120 | D | |
| HPEV, Inc. common stock | Apr 8, 2015 | C | 1,000 | $0.54 | A | 228,120 | D | |
| HPEV, Inc. common stock | Apr 9, 2015 | C | 20,000 | $0.51 | A | 208,120 | D |
Table II — derivative securities
No Table II lines on this filing.