SEC Form 4 · accession 0001019687-15-001298
COOL TECHNOLOGIES, INC. · WARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spirit Bear Ltd
10% Owner
Period of report
Mar 30, 2015
Accepted (ET)
Apr 2, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HPEV Inc. common stock | Mar 30, 2015 | C | 2,348 | $0.50 | A | 286,620 | D | |
| HPEV Inc. common stock | Apr 1, 2015 | C | 20,000 | $0.50 | A | 266,620 | D | |
| HPEV Inc. common stock | Apr 2, 2015 | C | 4,000 | $0.505 | A | 262,620 | D |
Table II — derivative securities
No Table II lines on this filing.