SEC Form 4 · accession 0001144204-15-036469
CORNERSTONE PROGRESSIVE RETURN FUND · CFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott B Rogers
Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399186
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON SHARES OF BENEFICIAL INTERESTF1,F2 | Jun 8, 2015 | S | 6,619 | $16.8923 | D | 2,771 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold in transactions with prices ranging from $16.88 to $16.91 per share.
- F2In the 1-for-4 reverse stock split which occurred on December 31, 2014, an additional 8 shares were issued to the Reporting Person. Such shares were not included in the Form 4 for December 2014 filed by the Reporting Person.