SEC Form 4 · accession 0001398987-19-000049
REALOGY HOLDINGS CORP. · RLGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Peyton
Officer — Pres/CEO, RLGY Franchise Group
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 28, 2019 | A | 39,705 | $0.00 | A | 73,253 | D | |
| Common Stock, $0.01 par valueF2 | Feb 28, 2019 | F | 1,705 | $13.60 | D | 71,548 | D | |
| Common Stock, $0.01 par valueF3 | Mar 1, 2019 | F | 2,143 | $13.38 | D | 69,405 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $13.60 | Feb 28, 2019 | A | 104,046 | A | Feb 28, 2020 | Feb 28, 2029 | Common Stock, $0.01 par value | 104,046 | 104,046 | D |
Explanation of responses
- F1Represents shares issuable upon settlement of a restricted stock unit award issued under the 2018 Long Term Incentive Plan.
- F2Shares forfeited to satisfy tax withholding obligation upon partial vesting of performance restricted stock unit award.
- F3Shares forfeited to satisfy tax withholding obligation upon partial vesting of restricted stock unit award.
- F4Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date.
Remarks
Exhibit 24.1 - Power of Attorney of John W. Peyton.* *Previously filed.