SEC Form 4 · accession 0001398987-17-000069
REALOGY HOLDINGS CORP. · RLGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Smith
Officer — Chairman, CEO and President · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 6:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Mar 13, 2017 | A | 43,939 | $0.00 | A | 490,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $27.31 | Mar 13, 2017 | A | 149,812 | A | Mar 13, 2018 | Mar 13, 2027 | Common Stock, $0.01 par value | 149,812 | 149,812 | D |
Explanation of responses
- F1Represents shares issuable upon vesting of a performance restricted stock unit award issued under the Amended and Restated 2012 Long Term Incentive Plan.
- F2Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date.
Remarks
Exhibit 24.1 - Power of Attorney of Richard A. Smith.* *Previously filed.