SEC Form 4 · accession 0001398987-16-000228
REALOGY HOLDINGS CORP. · RLGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Alvarez
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | May 4, 2016 | A | 3,560 | $0.00 | A | 17,888 | D | |
| Common Stock, $0.01 par valueF2 | May 4, 2016 | A | 62 | $33.71 | A | 17,950 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issuable upon settlement of a restricted stock unit award issued under the 2012 Amended and Restated Long Term Incentive Plan.
- F2Deferred stock units issued for quarterly director cash fees of $2,083 pursuant to an election previously made under the Realogy Holdings Corp. Director Deferred Compensation Plan. Cash fees reflect an increase in the annual director retainer approved by Board of Directors of Realogy Holdings Corp. on May 4, 2016, and a committee member fee for Mr. Alvarez's appointment to the Nominating and Corporate Governance Committee, in each case pro-rated for May and June 2016. Each deferred stock unit entitles the reporting person to receive one share of common stock at the earlier of a date determined by the reporting person or upon the reporting person's retirement or termination of service from the Board of Directors.
Remarks
Exhibit 24.1 - Power of Attorney of Ralph Alvarez.* *Previously filed.