SEC Form 4 · accession 0001398987-16-000179
REALOGY HOLDINGS CORP. · RLGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Smith
Officer — Chairman, CEO and President · Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 26, 2016 | F | 3,207 | $32.63 | D | 359,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $32.63 | Feb 26, 2016 | A | 109,389 | A | Feb 26, 2017 | Feb 26, 2026 | Common Stock, $0.01 par value per share | 109,389 | 109,389 | D |
Explanation of responses
- F1Shares forfeited to satisfy tax withholding obligation upon vesting of performance restricted stock award.
- F2Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date.
Remarks
Exhibit 24.1 - Power of Attorney of Richard A. Smith.* *Previously filed.