SEC Form 4 · accession 0001398987-15-000112
REALOGY HOLDINGS CORP. · RLGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy B. Gustavson
Officer — SVP, CHIEF ACCOUNTING OFFICER
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Aug 1, 2015 | F | 349 | $45.52 | D | 5,567 | D | |
| Common Stock, $0.01 par value | Aug 4, 2015 | S | 586 | $44.53 | D | 4,981 | D | |
| Common Stock, $0.01 par value | Aug 4, 2015 | M | 600 | $27.00 | A | 5,581 | D | |
| Common Stock, $0.01 par value | Aug 4, 2015 | S | 600 | $44.54 | D | 4,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $27.00 | Aug 4, 2015 | M | 600 | D | — | Apr 30, 2022 | Common Stock, $0.01 par value | 600 | 600 | D |
Explanation of responses
- F1Shares forfeited to satisfy tax withholding obligation upon partial vesting of restricted stock unit award.
- F2A portion of the proceeds from the sale were used to pay the exercise price of stock options, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
- F3The option, initially representing a right to purchase a total of 2,400 shares, became exercisable in four equal annual installments beginning on April 30, 2013, the first anniversary of the date on which the option was granted.
Remarks
Exhibit 24.1 - Power of Attorney of Timothy B. Gustavson.* *Previously filed.