SEC Form 4 · accession 0001144204-15-071529
Point.360 · PTSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Steel
Officer — CFO
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | M | 20,000 | $0.50 | A | 252,300 | D | |
| Common Stock | Dec 17, 2015 | S | 800 | $1.00 | D | 251,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $0.50 | Dec 15, 2015 | M | 20,000 | D | Feb 5, 2015 | Feb 5, 2019 | Common Stock | 20,000 | 130,000 | D |
Explanation of responses
- F1Option representing the right to purchase 150,000 shares of common stock became exercisable on four equal installments beginning on 2/5/15, the first anniversary of the grant.