SEC Form 4 · accession 0000892712-16-001918
Electronic Cigarettes International Group, Ltd. · ECIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | A | 7,037,035 | $0.12 | A | 39,277,506 | D | |
| Common StockF2 | Oct 1, 2016 | A | 234,706 | $0.12 | A | 39,512,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Receipt of Common Stock in lieu of $844,444.19 of cash interest due under term loan held by Reporting Person.
- F2Receipt of Common Stock in lieu of $28,164.76 of cash interest due under convertible note held by the Reporting Person.
Remarks
Mr. Strong is the managing partner of Calm Waters Partnership.