SEC Form 4 · accession 0001567619-19-006134
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Cogny
Officer — Senior Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 1, 2019 | M | 9,943 | $19.35 | A | 90,969 | D | |
| Common SharesF1 | Mar 1, 2019 | S | 9,943 | $33.3613 | D | 81,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.35 | Mar 1, 2019 | M | 9,943 | D | — | May 30, 2023 | Common Shares | 9,943 | 65,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.30 to $33.395. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 50% on January 10, 2016 and 50% on January 10, 2018.