SEC Form 3 · accession 0001567619-19-005349
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren Saumur
Officer — Senior Vice President
Period of report
Feb 14, 2019
Accepted (ET)
Feb 25, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 60,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $31.37 | holding | — | — | — | Apr 9, 2021 | Apr 8, 2028 | Common Shares | 70,000 | — | D |
| Employee Stock Option (Right to Buy)F3 | $27.70 | holding | — | — | — | Jan 10, 2022 | Jan 9, 2029 | Common Shares | 120,072 | — | D |
Explanation of responses
- F1Includes (i) 35,000 shares underlying restricted stock units granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan, 50% of which vest on April 9, 2019 and the remaining 50% of which vest on April 9, 2020, subject to the reporting person's continued service through each vesting date, and (ii) 25,754 shares underlying performance share units (PSUs) granted on April 9, 2018 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2021, subject to the reporting person's continued service through such date.
- F2The option vests 50% on April 9, 2021 and 50% on April 9, 2023.
- F3The option vests 50% on January 10, 2022 and 50% on January 10, 2024.