SEC Form 4 · accession 0001567619-19-005090
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Cogny
Officer — Senior Vice President
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 20, 2019 | M | 20,421 | $14.3235 | A | 101,447 | D | |
| Common Shares | Feb 20, 2019 | S | 20,421 | $33.00 | D | 81,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2,F3 | $14.3235 | Feb 20, 2019 | M | 20,421 | D | — | Mar 11, 2020 | Common Shares | 20,421 | 0 | D |
Explanation of responses
- F1The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012.
- F2The option vested 25% on February 1, 2011 and each anniversary thereof.
- F3The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.