SEC Form 4 · accession 0001140361-18-018917
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Cogny
Officer — Senior Vice President
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 16, 2018 | M | 9,406 | $6.3288 | A | 56,109 | D | |
| Common SharesF1 | Apr 16, 2018 | S | 20,153 | $31.964 | D | 35,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $6.3288 | Apr 16, 2018 | M | 9,406 | D | — | Dec 14, 2018 | Common Shares | 9,406 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.7801 to $32.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date.
Remarks
The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.