SEC Form 4 · accession 0001140361-18-017109
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Piyush Mehta
Officer — Senior Vice President
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Apr 3, 2018 | A | 46,230 | $0.00 | A | 98,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $31.50 | Apr 2, 2018 | A | 50,000 | A | — | Apr 1, 2028 | Common Shares | 50,000 | 50,000 | D |
Explanation of responses
- F1The reporting person was granted performance share units (PSUs) on March 30, 2017 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2020 subject to the reporting person's continued service through such date.
- F2Includes 189 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on January 19, 2018. The reporting person currently holds a total of 5,514 shares under the ESPP.
- F3The option vests 50% on April 2, 2021 and 50% on April 2, 2023.