SEC Form 4 · accession 0001140361-18-011217
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Cogny
Officer — Senior Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 27, 2018 | M | 5,343 | $6.3288 | A | 19,716 | D | |
| Common SharesF1 | Feb 27, 2018 | S | 8,969 | $31.6035 | D | 10,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $6.3288 | Feb 27, 2018 | M | 5,343 | D | — | Dec 14, 2018 | Common Shares | 5,343 | 9,406 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.60 to $31.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date.