SEC Form 4 · accession 0001140361-18-005053
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arvinder Singh
Officer — Senior Vice President
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 1, 2018 | M | 22,690 | $14.3235 | A | 47,259 | D | |
| Common Shares | Feb 1, 2018 | S | 22,690 | $33.95 | D | 24,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2,F3 | $14.3235 | Feb 1, 2018 | M | 22,690 | D | — | Mar 11, 2020 | Common Shares | 22,690 | 0 | D |
Explanation of responses
- F1The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012.
- F2The option vested 25% on February 1, 2011 and each anniversary thereof.
- F3The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
Remarks
The transaction reported on this Form 4 was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.