SEC Form 4 · accession 0001140361-18-000434
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Guaglianone
Officer — SVP & General Counsel
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 2, 2018 | M | 19,287 | $6.3288 | A | 64,389 | D | |
| Common SharesF2 | Jan 2, 2018 | S | 19,287 | $32.0464 | D | 45,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $6.3288 | Jan 2, 2018 | M | 19,287 | D | — | Dec 14, 2018 | Common Shares | 19,287 | 0 | D |
Explanation of responses
- F1Includes 1,044 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on February 14, 2017. The reporting person currently holds a total of 6,168 shares under the ESPP.
- F2The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $31.86 to $32.155. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date.
Remarks
The transaction reported on this Form 4 was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.