SEC Form 4 · accession 0001140361-17-033538
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohit Thukral
Officer — Senior Vice President
Period of report
Aug 25, 2017
Accepted (ET)
Aug 29, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 25, 2017 | M | 25,000 | $19.35 | A | 85,305 | D | |
| Common SharesF1 | Aug 25, 2017 | S | 25,000 | $28.3706 | D | 60,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.35 | Aug 25, 2017 | M | 25,000 | D | — | May 30, 2023 | Common Shares | 25,000 | 120,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $28.37 to $28.375. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 50% on January 10, 2016 and vests 50% on January 10, 2018.