SEC Form 4 · accession 0001140361-17-023078
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohit Thukral
Officer — Senior Vice President
Period of report
May 26, 2017
Accepted (ET)
May 31, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 26, 2017 | M | 8,540 | $14.3235 | A | 68,845 | D | |
| Common SharesF2 | May 26, 2017 | S | 8,540 | $27.193 | D | 60,305 | D | |
| Common Shares | May 30, 2017 | M | 18,688 | $14.3235 | A | 78,993 | D | |
| Common SharesF3 | May 30, 2017 | S | 18,688 | $27.2165 | D | 60,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F1,F4 | $14.3235 | May 26, 2017 | M | 8,540 | D | — | Mar 11, 2020 | Common Shares | 8,540 | 18,688 | D |
| Employee Stock Option (Right to buy)F4 | $14.3235 | May 30, 2017 | M | 18,688 | D | — | Mar 11, 2020 | Common Shares | 18,688 | 0 | D |
Explanation of responses
- F1The exercise price reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record of September 10, 2012.
- F2The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $27.19 to $27.195. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $27.20 to $27.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4The option vested 25% on February 1, 2011 and each anniversary thereof.
- F5The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the reporting person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.