SEC Form 4 · accession 0001140361-17-009377
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arvinder Singh
Officer — Senior Vice President
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 23, 2017 | M | 7,000 | $14.2182 | A | 67,478 | D | |
| Common SharesF1 | Feb 23, 2017 | S | 7,000 | $24.6001 | D | 60,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.2182 | Feb 23, 2017 | M | 7,000 | D | — | Apr 19, 2017 | Common Shares | 7,000 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.60 to $24.605. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 33% on December 31, 2010 and each anniversary thereof.