SEC Form 4 · accession 0001140361-17-002170
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arvinder Singh
Officer — Senior Vice President
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 13, 2017 | F | 12,331 | $24.56 | D | 60,478 | D | |
| Common Shares | Jan 17, 2017 | M | 10,000 | $14.2182 | A | 70,478 | D | |
| Common SharesF2 | Jan 17, 2017 | S | 10,000 | $24.5798 | D | 60,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.2182 | Jan 17, 2017 | M | 10,000 | D | — | Apr 19, 2017 | Common Shares | 10,000 | 27,615 | D |
Explanation of responses
- F1Represents shares withheld for payment of taxes upon the vesting of performance share units (PSUs) granted on April 28, 2014 under the Genpact Limited 2007 Omnibus Incentive Compensation Plan.
- F2The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $24.50 to $24.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The option vested 33% on December 31, 2010 and each anniversary thereof.
Remarks
The option transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.