SEC Form 4 · accession 0001140361-16-089812
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Piyush Mehta
Officer — Senior Vice President
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 13, 2016 | M | 12,480 | $6.3288 | A | 120,584 | D | |
| Common Shares | Dec 13, 2016 | S | 22,497 | $24.06 | D | 98,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $6.3288 | Dec 13, 2016 | M | 12,480 | D | — | Dec 15, 2018 | Common Shares | 12,480 | 0 | D |
Explanation of responses
- F1Includes 410 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on May 10, 2016. The reporting person currently holds a total of 4,550 shares under ESPP.
- F2The option vested 20% on each anniversary of December 1, 2008, the vesting period commencement date.