SEC Form 4 · accession 0001140361-16-087094
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Guaglianone
Officer — SVP & General Counsel
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 15, 2016 | M | 20,000 | $14.2182 | A | 75,294 | D | |
| Common SharesF1 | Nov 15, 2016 | S | 20,000 | $23.6861 | D | 55,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.2182 | Nov 15, 2016 | M | 20,000 | D | — | Apr 19, 2017 | Common Shares | 20,000 | 42,092 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $23.67 to $23.72. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 33% on December 31, 2010 and each anniversary thereof.