SEC Form 4 · accession 0001140361-16-066052
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Guaglianone
Officer — SVP & General Counsel
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 16, 2016 | M | 10,000 | $9.3018 | A | 64,934 | D | |
| Common SharesF1 | May 16, 2016 | S | 10,000 | $27.0662 | D | 54,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.3018 | May 16, 2016 | M | 10,000 | D | — | Jan 26, 2017 | Common Shares | 10,000 | 19,403 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $26.94 to $27.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 20% on each anniversary of January 16, 2007, the vesting period commencement date.
Remarks
The transactions reported on this Form 4 were executed pursuant to a Rule 10b51 trading plan adopted by the reporting person.