SEC Form 4 · accession 0001140361-16-061527
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Guaglianone
Officer — SVP & General Counsel
Period of report
Apr 15, 2016
Accepted (ET)
Apr 19, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 15, 2016 | M | 10,000 | $9.3018 | A | 41,420 | D | |
| Common SharesF1 | Apr 15, 2016 | S | 10,000 | $27.7984 | D | 31,420 | D | |
| Common SharesF2 | Apr 18, 2016 | A | 23,514 | $0.00 | A | 54,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.3018 | Apr 15, 2016 | M | 10,000 | D | — | Jan 26, 2017 | Common Shares | 10,000 | 29,403 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $27.53 to $27.915. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The reporting person was granted performance share units (PSUs) on March 9, 2015 that were subject to performance conditions which have been satisfied. Each PSU represents the contingent right to receive one common share. The PSUs will vest on January 10, 2018 subject to the reporting person's continued service through such date.
- F3The option vested 20% on each anniversary of January 16, 2007, the vesting period commencement date.
Remarks
The transactions reported on this Form 4 were executed pursuant to a Rule 10b51 trading plan adopted by the reporting person.