SEC Form 4 · accession 0001140361-16-058231
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Guaglianone
Officer — SVP & General Counsel
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 15, 2016 | M | 10,000 | $9.3018 | A | 41,420 | D | |
| Common SharesF2 | Mar 15, 2016 | S | 10,000 | $26.0293 | D | 31,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.3018 | Mar 15, 2016 | M | 10,000 | D | — | Jan 26, 2017 | Common Shares | 10,000 | 39,403 | D |
Explanation of responses
- F1Includes 606 shares acquired under the Genpact Employee Stock Purchase Plan ("ESPP") since the reporting person's Form 4 filed on February 18, 2016. The reporting person currently holds a total of 4,764 shares under the ESPP.
- F2The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $25.92 to $26.29. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F3The option vested 20% on each anniversary of January 16, 2007, the vesting period commencement date.
Remarks
The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.