SEC Form 4 · accession 0001140361-15-042750
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Scott
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 20, 2015 | M | 6,420 | $5.7351 | A | 89,399 | D | |
| Common SharesF1 | Nov 20, 2015 | S | 6,420 | $25.24 | D | 82,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $5.7351 | Nov 20, 2015 | M | 6,420 | D | — | Feb 27, 2016 | Common Shares | 6,420 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $25.20 to $25.27. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The options vested 20% on April 20, 2007 and 5% quarterly thereafter.