SEC Form 4 · accession 0001140361-15-042111
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Cogny
Officer — Senior Vice President
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 8:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 17, 2015 | M | 142,028 | $14.3817 | A | 168,684 | D | |
| Common SharesF2 | Nov 17, 2015 | S | 142,028 | $25.2992 | D | 26,656 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F3,F4 | $14.3817 | Nov 17, 2015 | M | 142,028 | D | — | Apr 20, 2017 | Common Shares | 142,028 | 0 | D |
Explanation of responses
- F1The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
- F2The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $25.16 to $25.455. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F333% vested on December 12, 2010 and on each anniversary thereof.
- F4The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.