SEC Form 4 · accession 0001140361-15-040843
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Guaglianone
Officer — SVP & General Counsel
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 11, 2015 | M | 30,000 | $9.3018 | A | 60,814 | D | |
| Common SharesF1 | Nov 11, 2015 | S | 30,000 | $25.8531 | D | 30,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.3018 | Nov 11, 2015 | M | 30,000 | D | — | Jan 26, 2017 | Common Shares | 30,000 | 69,403 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $25.8300 to $25.9150. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 20% on each anniversary of January 16, 2007, the vesting period commencement date.