SEC Form 4 · accession 0001140361-15-006606
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N. V. Tyagarajan
Officer — President and CEO · Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 12, 2015 | M | 45,382 | $3.0357 | A | 437,842 | D | |
| Common Shares | Feb 12, 2015 | S | 45,382 | $21.45 | D | 392,460 | D | |
| Common Shares | Feb 12, 2015 | M | 2,518 | $3.0357 | A | 394,978 | D | |
| Common SharesF1 | Feb 12, 2015 | S | 2,518 | $21.7076 | D | 392,460 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $3.0357 | Feb 12, 2015 | M | 47,900 | D | — | Jul 26, 2015 | Common Shares | 47,900 | 257,295 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $21.70 to $21.71. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested over a five-year period commencing February 7, 2005.