SEC Form 4 · accession 0000899243-17-027290
Genpact LTD · G
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Humphrey
Director · 10% Owner
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398659
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Nov 20, 2017 | S | 8,500,194 | $30.26 | D | 40,538,196 | I | See Footnotes |
| Common SharesF3 | holding | — | — | — | 27,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Common Shares held directly by Glory Investment A Limited, Glory Investments B Limited, Glory Investment IV Limited and Glory Investment IV-B Limited (collectively, the "Glory Entities").
- F2The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the xtent of his pecuniary interest therein.
- F3Includes 4,700 restricted share units (RSUs) that will fully vest on December 31, 2017 and will be settled in Common Shares on December 31, 2018 and 4,270 RSUs that fully vested on December 31, 2016 and will be settled in Common Shares on December 31, 2017.