SEC Form 4 · accession 0001493152-18-017399
Generation Alpha, Inc. · GNAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tiffany N. Davis
Officer — Chief Operating Officer · Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF2 | Dec 10, 2018 | D | 100,000 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $0.46 | Dec 10, 2018 | A | 100,000 | A | Dec 10, 2018 | Dec 10, 2023 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The Reporting Person gave back to the Issuer the 100,000 shares of common stock previously granted to her on August 22, 2018 in connection with her initial appointment to the Board of Directors of the Issuer, and the Issuer has issued the Reporting Person, in exchange, options to acquire 100,000 shares of common stock pursuant to the Issuer's 2018 Stock Incentive Plan.
- F2The shares were given back to the Issuer without payment.
- F3The option was granted pursuant to the Issuer's 2018 Stock Incentive Plan.