SEC Form 4 · accession 0001493152-18-012667
Generation Alpha, Inc. · GNAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Lien
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 22, 2018
Accepted (ET)
Aug 28, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001398137
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.74 | Aug 22, 2018 | A | 2,689,594 | A | Aug 22, 2018 | Aug 22, 2023 | Common Stock | 2,689,594 | 2,689,594 | D |
Explanation of responses
- F1The options were granted in connection with an employment agreement entered into between Solis Tek Inc. and Alan Lien, dated August 22, 2018.