SEC Form 4 · accession 0001397911-16-000225
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey R. Buchheister
Officer — EVP, Chief Accounting Officer
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2016 | F | 75 | $19.35 | D | 5,355 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 3,672 shares of Common Stock; (ii) 185 restricted stock units that vest in full on February 22, 2017; (iii) 170 restricted stock units that vest in full on February 24, 2017; and (iv) 1,328 restricted stock units that vest ratably on March 6, 2016, March 6, 2017, and March 6, 2018.
Remarks
The signatory is signing on behalf of Jeffrey Buchheister pursuant to a Power of Attorney dated August 21, 2015.