SEC Form 4 · accession 0001397911-16-000212
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P. Morrissey Jr.
Officer — MD, Divisional President IAS
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | F | 261 | $19.92 | D | 6,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(i) 2,772 shares of Common Stock; (ii) 596 restricted stock units that vest in full on February 22, 2017; (iii) 924 restricted stock units that vest ratably on February 24, 2016 and February 24, 2017; and (iv) 2,002 restricted stock units that vest ratably on March 6, 2016, March 6, 2017 and March 6, 2018.
Remarks
The signatory is signing on behalf of William P. Morrissey, Jr. pursuant to a Power of Attorney dated August 14, 2015, which is filed as Exhibit 24.1 to this filing.