SEC Form 4 · accession 0001397911-15-000134
LPL Financial Holdings Inc. · LPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Schifter
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | A | 1,592 | $42.85 | A | 26,714 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person elected to receive these shares in lieu of the cash portion of the annual retainer under the issuer's non-employee director compensation policy.
Remarks
The signatory is signing on behalf of Richard P. Schifter pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Commission.