SEC Form 4 · accession 0001209191-17-051400
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Pratt
Officer — Sr. VP, Exploration Manager
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | F | 163 | $2.29 | D | 5,364 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person had an award of restricted stock vest in accordance with the provisions of grants made on October 1, 2015, and October 1, 2016. In connection with the vesting the reported shares of stock were sold to cover tax withholding obligations.
- F2Beneficial ownership reflects a 10 for 1 reverse stock split that was effective May 15, 2017.