SEC Form 4 · accession 0001209191-17-017755
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Rajan
Officer — CFO
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | F | 12,768 | $0.63 | D | 320,701 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person had an award of restricted stock cliff vest in accordance with the provisions of a grant made on March 15, 2016. In connection with the vesting the reported shares of stock were sold to cover tax withholding obligations.
- F2The number of securities beneficially owned has been reduced by 18,000 performance based shares that have been forfeited due to the issuer not meeting the performance criteria for these shares to vest.