SEC Form 4 · accession 0001209191-16-144276
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Zak
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 30,822 | $0.00 | A | 85,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Oct 1, 2016 | A | 20,548 | A | — | — | Common Stock | 20,548 | 33,964 | D |
Explanation of responses
- F1Represents shares of restricted stock granted pursuant to the Issuer's 2016 Long-Term Incentive Plan. Shares vest ratably in one-third installments on September 1, 2017, September 1, 2018, and September 1, 2019.
- F2Represents shares of phantom stock granted pursuant to the Issuer's 2016 Long-Term Incentive Plan that are the economic equivalent of shares of stock. The shares of phantom stock are payable in cash upon vesting in accordance with the vesting schedule described in footnote 1.