SEC Form 4 · accession 0001209191-16-140099
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Charles Stabley
Officer — President and CEO · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | F | 17,254 | $0.54 | D | 1,131,628 | D | |
| Common StockF2 | Sep 1, 2016 | F | 21,567 | $0.54 | D | 1,153,195 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 1, 2016, the reporting person had the second tranche of an award of time based restricted stock vest in accordance with the provisions in a grant made on January 5, 2015. In connection with the vesting,these shares were sold in an exempt transaction to cover tax withholding obligations.
- F2On September 1, 2016, the reporting person had the first tranche of an award of time based restricted stock vest in accordance with the provisions in a grant made on October 1, 2015. In connection with the vesting, these shares were sold in an exempt transaction to cover tax withholding obligations.