SEC Form 4 · accession 0001209191-15-065041
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance T Shaner
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2015 | P | 297,088 | $2.66 | A | 426,338 | I | Shaner Family Foundation |
| Common StockF2 | holding | — | — | — | 3,208,685 | I | Lance T. Shaner Revocable Trust | |
| Common StockF2 | holding | — | — | — | 375,000 | I | Shaner Capital L.P. | |
| Common StockF2 | holding | — | — | — | 487,428 | I | Shaner Family Partners L.P. | |
| Common StockF2 | holding | — | — | — | 199,996 | I | Ellen Shaner Revocable Trust | |
| Common Stock | holding | — | — | — | 21,635 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.24 to $2.87. The reporting person undertakes to provide Rex Energy Corporation, any security holder of Rex Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or any other purpose.