SEC Form 4 · accession 0001209191-15-063606
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M McKinney
Officer — President
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2015 | J | 317,044 | $0.00 | D | 138,691 | D | |
| Common StockF2 | Aug 1, 2015 | F | 4,367 | $2.20 | D | 134,324 | D | |
| Common StockF3 | Aug 1, 2015 | F | 7,994 | $2.20 | D | 126,330 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1207,922 shares of performance stock and 66,665 shares of restricted stock were forfeited on August 1, 2015, per Separation Agreement dated August 1, 2015.
- F2On August 1, 2015, the reporting person had a restricted stock vesting in accordance with the provisions in a grant made on January 5, 2015. Vesting for a portion of this grant was accelerated to August 1, 2015, per Separation Agreement dated August 1, 2015. 4,367 shares were sold to cover tax withholding obligations.
- F3On August 1, 2015, the reporting person had a restricted stock vesting in accordance with the provisions in a grant made on December 12, 2012. Vesting for a portion of this grant was accelerated to August 1, 2015, per Separation Agreement dated August 1, 2015. 7,994 shares were sold to cover tax withholding obligations.