SEC Form 4 · accession 0001181431-15-003735
REX ENERGY CORP · REXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis J Walker
Officer — Chief Accounting Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 2, 2015 | F | 3,612 | $4.90 | D | 82,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $4.90 | Mar 1, 2015 | A | 10,000 | A | — | Mar 1, 2022 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Vests and is exercisable in one-third increments on the first, second, and third anniversaries of the date of grant.
- F2The reporting person had an award of performance based restricted stock vest in accordance with the provisions in a grant made on December 14, 2011. In connection with the vesting, 3,612 shares were sold to cover tax withholding obligations.