SEC Form 4 · accession 0001670399-17-000002
IMH Financial Corp · [NONE]
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Samuel Montes
Officer — CFO
Period of report
Apr 19, 2017
Accepted (ET)
Apr 20, 2017 · 8:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 19, 2017 | A | 50,000 | $0.00 | A | 111,695 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 19, 2017, the reporting person entered into a Restricted Stock Award Agreement, pursuant to his employment agreement, under which he was granted 50,000 shares of restricted common stock vesting ratably over a three-year period beginning on April 14, 2017 and for which the reporting person has full voting rights. No commission or other remuneration was paid or received by the issuer in connection with this issuance.